Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christine Suk Wong | 1643919 | 1 | 12/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garnet Lyndon Wahlund | 2685273 | 8 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Kenneth Moore | 1008788 | 6 | 11/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Kenneth Moore | 1008788 | 6 | 11/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Floyd Talmadge Ewing | 802876 | 3 | 11/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dror Harsinay | 2206018 | 4 | 11/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ashot Minasyan | 6724461 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dror Harsinay | 2206018 | 4 | 10/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roy Joseph Cyprian | 2082341 | 4 | 10/21/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam C Zaske | 5801462 | 1 | 10/14/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |