Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hannah Lee Daubenmire | 6118850 | 1 | 03/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ehsan Safavi | 5353542 | 3 | 02/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Ogilvie | 6451031 | 1 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary L Means | 6753114 | 1 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Paul Robert | 1537398 | 2 | 02/24/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Angelo Agoni | 1990929 | 1 | 02/19/2015 | Customer Dispute | Denied | $12,501.70 | $0.00 | See FINRA Report |
| Patrick R McEvoy | 5737430 | 2 | 02/17/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Henry Han | 6593347 | 1 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Abel Viteri | 6635872 | 5 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony M Brown | 4578786 | 1 | 01/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |