Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Michael Natale | 4926227 | 1 | 04/17/2015 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Bridget K Green | 5678244 | 1 | 04/17/2015 | Customer Dispute | Denied | $145,000.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 04/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Leland Sherman | 1725403 | 1 | 04/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harvey Micheal Thomas | 1532678 | 2 | 04/07/2015 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Sanaz Sonya Tabrizi | 5283112 | 1 | 04/06/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Abel Viteri | 6635872 | 5 | 04/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shenandoah Million | 4400974 | 2 | 03/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ehsan Safavi | 5353542 | 3 | 03/11/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Flodder | 3242462 | 2 | 03/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |