Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mushtaq Ahmed | 2609335 | 4 | 05/12/2015 | Customer Dispute | Denied | $18,311.40 | $0.00 | See FINRA Report |
| Adam Joseph Hartz | 5606646 | 1 | 05/04/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Catha A Simons | 2732605 | 3 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronnie Lee South | 2782609 | 1 | 04/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jermain Octaveus Hall | 3131799 | 7 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermain Octaveus Hall | 3131799 | 7 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermain Octaveus Hall | 3131799 | 7 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Winthrop | 2445102 | 5 | 04/27/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Hanley | 1996307 | 3 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Morris | 1025904 | 5 | 04/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |