Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie Anne Valentine | 6037669 | 3 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas James Zupancic | 7454900 | 5 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vishal Vibhaker Patel | 4619657 | 3 | 09/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Jacob Levine | 6577277 | 1 | 08/29/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Badali | 7091929 | 1 | 08/29/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Foster Woodcock | 1575147 | 2 | 08/20/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Melissa Kay Skiles | 6250766 | 4 | 08/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Chernyhovsky | 4726460 | 1 | 07/23/2015 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Shai Y Har-El | 1042318 | 2 | 07/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mazhar Mahmood | 2876589 | 6 | 07/17/2015 | Customer Dispute | Settled | $383,788.00 | $0.00 | See FINRA Report |