Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Constantine Grant | 2630625 | 2 | 09/25/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amine George Rizk | 4651329 | 1 | 09/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryant Abbott King | 6136051 | 2 | 09/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Daniel Deliso | 4629083 | 1 | 09/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Scott Pozzi | 2182693 | 4 | 09/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kent James Shuster | 2097311 | 9 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael MacKoul | 1886919 | 1 | 09/16/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas James Zupancic | 7454900 | 5 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Anne Valentine | 6037669 | 3 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Anne Valentine | 6037669 | 3 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |