Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent James Shuster | 2097311 | 9 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Jean Pirrone | 4079386 | 1 | 10/09/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 10/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 10/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 10/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lloyd Vince McClean | 5897052 | 1 | 10/07/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kent James Shuster | 2097311 | 9 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Joeseph Rooney | 2370436 | 1 | 09/28/2015 | Customer Dispute | Withdrawn | $47,148.00 | $0.00 | See FINRA Report |