Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garnet Lyndon Wahlund | 2685273 | 8 | 11/13/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Lawrence Kearney | 2909067 | 3 | 11/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lawrence Kearney | 2909067 | 3 | 11/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abdelaaziz Ezzaoui | 4683688 | 3 | 11/02/2015 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Peter Marsters Wright | 4443385 | 3 | 10/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Scott Pozzi | 2182693 | 4 | 10/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin P Manley | 5176213 | 1 | 10/26/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel R Paradise | 5560686 | 2 | 10/20/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Baikov | 7839392 | 1 | 10/19/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 10/14/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |