Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan G Goodwin | 5725487 | 1 | 04/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan James Brems | 3150910 | 1 | 03/22/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Morris | 1025904 | 5 | 03/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael P Cosentino | 4697478 | 3 | 03/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tanya M Adams | 6557303 | 1 | 02/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Heath Cykler | 4483223 | 2 | 02/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Patrick Cooper | 5375078 | 1 | 02/17/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel R Paradise | 5560686 | 2 | 02/16/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Todd Banitt | 5532996 | 1 | 02/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frederick Earl Vanpatten | 1204070 | 4 | 01/20/2016 | Customer Dispute | Settled | $2,839.00 | $0.00 | See FINRA Report |