Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew J Rizzo | 5622166 | 1 | 05/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tak Cheong Fung | 3176168 | 1 | 05/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Francis Heyman | 831418 | 1 | 05/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christine Adamcik Gammill | 2692978 | 1 | 04/28/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Farrell Ratner | 4806535 | 1 | 04/27/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Remus | 4715772 | 1 | 04/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Harry Bassett | 4843210 | 2 | 04/25/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rebekah Anne Carlson | 7169886 | 3 | 04/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas James Zupancic | 7454900 | 5 | 04/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew John Shuckrow | 7644722 | 1 | 04/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |