Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Sean Callahan | 2310085 | 1 | 05/20/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Evan Klein | 5060520 | 5 | 05/17/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Carl Scher | 1532700 | 1 | 05/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Tapia | 2345038 | 2 | 05/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Gotfried | 5845826 | 1 | 05/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermain Octaveus Hall | 3131799 | 7 | 05/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 05/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Christine Gattis | 4161346 | 3 | 05/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Christine Gattis | 4161346 | 3 | 05/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Scott Pozzi | 2182693 | 4 | 05/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |