Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Gibbs | 3273705 | 6 | 07/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| W Blair Spencer | 5847932 | 1 | 07/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Clancy | 2317481 | 2 | 07/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Gregory Donnelly | 1334127 | 7 | 07/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 07/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Elizabeth Brent | 5153943 | 1 | 07/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David E Trimble | 5848398 | 3 | 07/06/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luke Hagler | 5383183 | 1 | 07/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Jonathan Matz | 2657874 | 1 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hye Ri Kim | 6270867 | 1 | 06/29/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |