Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Aaron Balfour | 2780606 | 2 | 08/22/2016 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Coty Channing Backmon | 4514533 | 2 | 08/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garnet Lyndon Wahlund | 2685273 | 8 | 08/03/2016 | Customer Dispute | Settled | $66,619.00 | $0.00 | See FINRA Report |
| Joseph Daniel Baugher | 6080925 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Yunkyun Jung | 2628935 | 2 | 07/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Michael Stranlund | 5488606 | 1 | 07/20/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melissa Kay Skiles | 6250766 | 4 | 07/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Kay Skiles | 6250766 | 4 | 07/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Kay Skiles | 6250766 | 4 | 07/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas James Zupancic | 7454900 | 5 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |