Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Robertson Cumming | 6169579 | 6 | 10/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amos Akinyooye | 5569402 | 1 | 10/20/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Robertson Cumming | 6169579 | 6 | 10/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robertson Cumming | 6169579 | 6 | 10/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robertson Cumming | 6169579 | 6 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Henry Bautista | 1863747 | 1 | 09/28/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Cannon Epperson | 4018205 | 2 | 09/28/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Thomas Hanratty | 2221488 | 1 | 09/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Kevin Sheehan | 1827225 | 2 | 09/27/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Brian Robertson Cumming | 6169579 | 6 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |