Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Armand Pierre Alaverdian | 3018401 | 1 | 11/18/2016 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Eric Joseph Lamar | 1257955 | 1 | 11/16/2016 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Shahryar Kashanchi | 1351829 | 3 | 11/03/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricardo Gonzalez | 6630275 | 1 | 11/03/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Jacobs | 5904045 | 1 | 11/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frederic Manuel Gamet | 2600775 | 1 | 11/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Charles Scappatura | 5862934 | 1 | 10/31/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Davis Small | 6076874 | 1 | 10/28/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Yanhong Li | 2432128 | 2 | 10/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Robertson Cumming | 6169579 | 6 | 10/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |