Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth L Walton | 3081868 | 3 | 01/31/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Insana | 4291190 | 1 | 01/25/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter David McDonald | 4808534 | 1 | 12/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Benoni Dunbar | 3061397 | 2 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Benoni Dunbar | 3061397 | 2 | 12/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norris Rees Woody | 2859184 | 1 | 12/12/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barbara Ellen Gallagher | 1559818 | 1 | 11/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermain Octaveus Hall | 3131799 | 7 | 11/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Abbott Kearns | 4397945 | 1 | 11/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Michael Coleman | 7303003 | 1 | 11/19/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |