Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Colte | 5031520 | 1 | 03/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leroy Shane Moncada | 2255900 | 1 | 03/06/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Wells | 2365444 | 2 | 03/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dallas Dan George | 4559086 | 2 | 02/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Hazard | 5893516 | 1 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard F Hazard | 807460 | 8 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Darwin Mirisoloff | 6303291 | 1 | 02/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermain Octaveus Hall | 3131799 | 7 | 02/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Matthew Handy | 5039296 | 2 | 02/16/2017 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Cameron T Michalski | 6310582 | 1 | 02/01/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |