Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Morrayna Louise Gaskins | 6799611 | 4 | 04/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brendan Patrick Hanley | 6204090 | 1 | 04/13/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Anthony Arguelles Trias | 4702898 | 1 | 04/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Raymond David Dady | 4272140 | 1 | 04/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jimmy McMillian | 1544644 | 3 | 04/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jimmy McMillian | 1544644 | 3 | 04/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ilya Ishayev | 5673052 | 1 | 03/29/2017 | Customer Dispute | Denied | $24,074.10 | $0.00 | See FINRA Report |
Mitchell Louis Walker | 1847375 | 2 | 03/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Daniel Leo Beck | 6120403 | 9 | 03/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph V Saccomanno | 5560313 | 1 | 03/21/2017 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |