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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 591-600 out of 1,665 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Morrayna Louise Gaskins6799611404/14/2017FinancialFinal$0.00$0.00See FINRA Report
Brendan Patrick Hanley6204090104/13/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Anthony Arguelles Trias4702898104/12/2017FinancialFinal$0.00$0.00See FINRA Report
Raymond David Dady4272140104/06/2017Judgment / Lien$0.00$0.00See FINRA Report
Jimmy McMillian1544644304/06/2017FinancialFinal$0.00$0.00See FINRA Report
Jimmy McMillian1544644304/04/2017FinancialFinal$0.00$0.00See FINRA Report
Ilya Ishayev5673052103/29/2017Customer DisputeDenied$24,074.10$0.00See FINRA Report
Mitchell Louis Walker1847375203/28/2017Judgment / Lien$0.00$0.00See FINRA Report
Daniel Leo Beck6120403903/24/2017FinancialFinal$0.00$0.00See FINRA Report
Joseph V Saccomanno5560313103/21/2017Customer DisputeDenied$8,000.00$0.00See FINRA Report

1,665 Results

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