Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Holt | 2429681 | 1 | 06/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebekah Anne Carlson | 7169886 | 3 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Edward Williams | 4509590 | 3 | 05/31/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Nicholas Gray | 6072250 | 1 | 05/25/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Loren Lo | 6146854 | 1 | 05/19/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas A Aguglia | 6254146 | 1 | 05/18/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Trevor Alex Farrington | 5361789 | 2 | 05/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Paul Hoekstra | 3072354 | 2 | 04/28/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Snow | 718038 | 3 | 04/26/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Bernard Herterich | 2193826 | 1 | 04/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |