Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Thomas Broom | 5954680 | 2 | 08/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory S Dorf | 6095319 | 1 | 08/14/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas James Zupancic | 7454900 | 5 | 08/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abdelaaziz Ezzaoui | 4683688 | 3 | 07/23/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Albert Muzikar | 4239830 | 1 | 07/11/2017 | Customer Dispute | Denied | $15,809.20 | $0.00 | See FINRA Report |
| Daniel Saali McCauley | 6285761 | 1 | 07/03/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Carter Gridley Rowles | 1182679 | 2 | 06/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ralph Wayne Damren | 60462 | 14 | 06/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Coty Channing Backmon | 4514533 | 2 | 06/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Ashekian | 1846799 | 1 | 06/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |