Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Filipp Zaytsev | 6578732 | 1 | 10/05/2017 | Customer Dispute | Denied | $229.00 | $0.00 | See FINRA Report |
| Daniel Leo Beck | 6120403 | 9 | 09/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Kenneth Powell | 2201224 | 2 | 09/26/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerald Paul Reiner | 4508855 | 1 | 09/22/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Pellecchia | 1566572 | 1 | 09/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg John Pellecchia | 1891778 | 1 | 09/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angelo Emanuele Vecchio | 2236285 | 2 | 09/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennings Wyatt McGraw | 5301350 | 1 | 09/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dale Edward Swanzer | 2843050 | 9 | 08/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Edward Swanzer | 2843050 | 9 | 08/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |