Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Alexander Budriss | 6247604 | 2 | 11/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Joseph Fitzharris III | 4438200 | 2 | 11/16/2017 | Customer Dispute | Denied | $6,176.69 | $0.00 | See FINRA Report |
| Roy Joseph Cyprian | 2082341 | 4 | 11/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Salvatore Cocco | 2552609 | 1 | 11/07/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Joseph Kenneth Moore | 1008788 | 6 | 11/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Charles Hurm | 6501610 | 11 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Hurm | 6501610 | 11 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Hurm | 6501610 | 11 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Hurm | 6501610 | 11 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Hurm | 6501610 | 11 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |