Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Charles Hurm | 6501610 | 11 | 02/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ariel C Meredith | 7618500 | 4 | 01/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brock Weston Sherwood | 5894667 | 4 | 01/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Leo Beck | 6120403 | 9 | 12/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Carter | 7874472 | 1 | 12/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 12/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin J Cosentino | 4625197 | 3 | 12/03/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jay Alan Goldberg | 1434918 | 2 | 11/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph James Iacono | 1936401 | 3 | 11/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kyle Joseph Lucas | 5990096 | 2 | 11/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |