Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Glenn Blevins | 5643851 | 1 | 04/06/2018 | Customer Dispute | Settled | $6,175.00 | $0.00 | See FINRA Report |
| John Thomas Lauer | 3225958 | 1 | 04/06/2018 | Customer Dispute | Settled | $6,175.00 | $0.00 | See FINRA Report |
| Kenneth L Walton | 3081868 | 3 | 03/12/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Frederick Edris | 2843639 | 2 | 03/12/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gretchen Jade Zomermaand | 2444403 | 1 | 03/12/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rhonda Lynne Fraction | 2515273 | 1 | 02/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Caleb Diolosa | 5883403 | 2 | 02/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank A Defrancesco | 2981265 | 1 | 02/16/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Molina III | 4914001 | 2 | 02/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslee Suzanne Cronise | 4662005 | 1 | 02/06/2018 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |