Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Charles Fredericks | 2202730 | 2 | 07/25/2018 | Customer Dispute | Denied | $171,000.00 | $0.00 | See FINRA Report |
| Ralph Wayne Damren | 60462 | 14 | 07/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James M Dellavecchia | 4903436 | 13 | 07/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Rufo | 1160246 | 4 | 07/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Lane Downs | 2975268 | 1 | 06/25/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Hurm | 6501610 | 11 | 06/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James M Dellavecchia | 4903436 | 13 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel George Messerly | 7181505 | 1 | 05/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |