Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Bourke | 6430920 | 1 | 09/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 09/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Francis Diaz | 6724881 | 2 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Francis Diaz | 6724881 | 2 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Fabian | 3001220 | 1 | 08/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| German E Jarquin | 4366296 | 1 | 08/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacobie Leauntus Green | 6692976 | 2 | 08/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Paglia | 6421901 | 1 | 08/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Saul Yasner | 3190131 | 3 | 07/30/2018 | Customer Dispute | Denied | $8,069.85 | $0.00 | See FINRA Report |
| Daniel Leo Beck | 6120403 | 9 | 07/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |