Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Dale Kiefer | 2271043 | 3 | 03/18/2024 | Customer Dispute | Pending | $99,000.00 | $0.00 | See FINRA Report |
| Carolina Juyeun Hong | 5731357 | 2 | 03/17/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mason Richard Coffey | 7685870 | 1 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adriano J Pisarri | 5686886 | 1 | 03/13/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Eric Hoa Chang | 3265369 | 4 | 03/01/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 02/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Karl Douglas Fisher | 2687222 | 1 | 02/22/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jamie Theresa Nowakowski | 4472043 | 5 | 02/21/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Drury | 7887126 | 2 | 02/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Irwin Margolies | 1442195 | 3 | 02/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |