Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Youssef Naguib Marzouk | 1078356 | 2 | 10/18/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joseph Theam | 6247754 | 1 | 10/18/2018 | Customer Dispute | Settled | $6,049.45 | $0.00 | See FINRA Report |
| Ryan Tetsuo Oda | 6327337 | 1 | 10/18/2018 | Customer Dispute | Settled | $6,049.45 | $0.00 | See FINRA Report |
| Joubin Eshaghian | 2785775 | 2 | 10/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ariel C Meredith | 7618500 | 4 | 10/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beth Wendy Kaufman | 5851606 | 1 | 10/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ariel C Meredith | 7618500 | 4 | 10/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Knapp | 2915113 | 1 | 10/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Orlando R Houston | 5899799 | 1 | 09/28/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Hurm | 6501610 | 11 | 09/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |