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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 471-480 out of 1,665 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Muni Dev Bhambri4864598112/05/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Hugo Joseph Bartell4444621111/30/2018Customer DisputeWithdrawn$99,000.00$0.00See FINRA Report
Brent Edward Williams4509590311/29/2018Customer DisputeDenied$6,500.00$0.00See FINRA Report
Edward Charles Fredericks2202730211/16/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Barrett R Tabeek5838934111/07/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Patrick Andrew McCarty1943287410/30/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Jennifer R Mazza2882413110/25/2018FinancialFinal$0.00$0.00See FINRA Report
James M Dellavecchia49034361310/24/2018FinancialFinal$0.00$0.00See FINRA Report
Michael Ferlenda6447541110/22/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Marcus McFee-Walters6818647110/22/2018Customer DisputeDenied$0.00$0.00See FINRA Report

1,665 Results

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