Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Muni Dev Bhambri | 4864598 | 1 | 12/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Hugo Joseph Bartell | 4444621 | 1 | 11/30/2018 | Customer Dispute | Withdrawn | $99,000.00 | $0.00 | See FINRA Report |
Brent Edward Williams | 4509590 | 3 | 11/29/2018 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
Edward Charles Fredericks | 2202730 | 2 | 11/16/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Barrett R Tabeek | 5838934 | 1 | 11/07/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Patrick Andrew McCarty | 1943287 | 4 | 10/30/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jennifer R Mazza | 2882413 | 1 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James M Dellavecchia | 4903436 | 13 | 10/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Ferlenda | 6447541 | 1 | 10/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Marcus McFee-Walters | 6818647 | 1 | 10/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |