Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Leo Beck | 6120403 | 9 | 02/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dillon Dean George | 4877790 | 1 | 02/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Alan Giles | 5486719 | 1 | 01/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lowell Moran | 4602373 | 1 | 01/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benedict Heeboem Lee | 6415532 | 6 | 01/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edwin Thompson | 828428 | 2 | 01/21/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Raymond Strollo | 831409 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Rufo | 1160246 | 4 | 12/24/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Christine Gattis | 4161346 | 3 | 12/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Burks Nall | 1933806 | 1 | 12/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |