Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Reich | 5042278 | 1 | 03/18/2019 | Customer Dispute | Denied | $6,950.00 | $0.00 | See FINRA Report |
| Kenneth David Kohn | 1575332 | 2 | 03/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donna Weiss Timmerman | 5105666 | 1 | 03/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Kaplan | 2527203 | 3 | 03/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sergio Alberto Rojas | 5521486 | 2 | 02/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Bruce Kuhs | 2124932 | 2 | 02/22/2019 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Devlin Morales | 7187743 | 1 | 02/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Gregory Clementi | 7547978 | 1 | 02/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Matthew Handy | 5039296 | 2 | 02/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Stephen Turk | 2688276 | 3 | 02/07/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |