Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barney Howard Moore | 4322338 | 2 | 05/02/2019 | Customer Dispute | Closed-No Action | $7,772.09 | $0.00 | See FINRA Report |
| Alex Joshua McKenna | 5881354 | 1 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Richard Gajowski | 6331248 | 1 | 04/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James M Dellavecchia | 4903436 | 13 | 04/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Serge R Pinard | 2032637 | 3 | 04/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jarrett Dewelde | 4615195 | 1 | 04/10/2019 | Customer Dispute | Settled | $82,832.80 | $0.00 | See FINRA Report |
| Todd Charles Murphy | 5979441 | 2 | 04/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean David Ryan | 2995821 | 1 | 04/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juan Antonio Lebrija | 4321755 | 2 | 04/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John R Dziura | 7353260 | 1 | 03/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |