Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brock Weston Sherwood | 5894667 | 4 | 08/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Phillips | 7332479 | 2 | 08/16/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Terrence Jerome Parker | 6771637 | 3 | 08/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrence Jerome Parker | 6771637 | 3 | 08/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrence Jerome Parker | 6771637 | 3 | 08/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Manuel Otero Alvarado | 7606479 | 1 | 08/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Earl Spence | 1017971 | 1 | 08/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lamarr Da'Von Rogers | 7145644 | 1 | 08/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edgar Timothy Brathwaite | 834639 | 2 | 08/12/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daryl Royce Earle | 1734844 | 1 | 08/08/2019 | Customer Dispute | Settled | $8,422.00 | $0.00 | See FINRA Report |