Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brianna Leigh Cook | 7813685 | 7 | 09/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brianna Leigh Cook | 7813685 | 7 | 09/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James C Farally | 4454583 | 1 | 09/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Colin Weaton | 5148487 | 1 | 09/09/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edmund Francis Bosse | 1430891 | 1 | 09/09/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Liebers | 1885447 | 1 | 08/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerrold Raynard Smith | 1623882 | 1 | 08/23/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ellen Gartner Brodkin | 2225351 | 1 | 08/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brock Weston Sherwood | 5894667 | 4 | 08/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gardenia Leon Nickel | 2151654 | 4 | 08/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |