Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Thomas Dooley | 2513153 | 3 | 10/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Godfrey | 6518876 | 1 | 10/07/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin David Cook | 7756104 | 1 | 10/06/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Stanley Krakauer | 1613159 | 1 | 10/03/2019 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
| Ken Hara | 5015038 | 2 | 10/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brianna Leigh Cook | 7813685 | 7 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Ray Crowel | 5319467 | 1 | 09/30/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harold R Colston | 7328781 | 1 | 09/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Paul Cooper | 1394329 | 3 | 09/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Felicia Woodruff Malc | 5661404 | 1 | 09/17/2019 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |