Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Ryan Fabozzi | 7092228 | 3 | 04/17/2024 | Customer Dispute | Denied | $20,083.00 | $0.00 | See FINRA Report |
| Joshua Robert Redmond | 6699624 | 1 | 04/11/2024 | Customer Dispute | Denied | $13,237.60 | $0.00 | See FINRA Report |
| Jameson John Donahue | 7242016 | 1 | 04/11/2024 | Customer Dispute | Denied | $13,237.60 | $0.00 | See FINRA Report |
| Christopher John Browning | 4786391 | 3 | 04/03/2024 | Customer Dispute | Pending | $230,000.00 | $0.00 | See FINRA Report |
| William Fox Gottfried | 6752803 | 4 | 04/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 03/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jesse Singh Sandhu | 4519503 | 1 | 03/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dana Roy Sydney | 2996623 | 1 | 03/22/2024 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |