Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian Andrew Cook | 4970473 | 4 | 10/23/2019 | Customer Dispute | Denied | $464,682.00 | $0.00 | See FINRA Report |
| Gardenia Leon Nickel | 2151654 | 4 | 10/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jo Jenista | 2196828 | 1 | 10/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raphael Alexander Davy | 7189141 | 1 | 10/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles John Capilets | 2610269 | 1 | 10/16/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Daniel Elliott | 1214553 | 2 | 10/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gardenia Leon Nickel | 2151654 | 4 | 10/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaclyn Nicole Unger | 5762403 | 1 | 10/14/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gloria Barbier | 5719709 | 2 | 10/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Manuel Pires | 5411802 | 1 | 10/11/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |