Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adrian Peter Caspar | 6451986 | 2 | 12/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benedict Heeboem Lee | 6415532 | 6 | 12/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benedict Heeboem Lee | 6415532 | 6 | 12/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick J Jarzembowski | 2337835 | 4 | 12/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chandler Fralick | 7804074 | 1 | 11/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allen Jeffries | 7699511 | 1 | 11/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Logan Yoskowitz | 6865865 | 6 | 11/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brianna Leigh Cook | 7813685 | 7 | 11/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joe McGlasson Morris | 4832349 | 1 | 10/24/2019 | Customer Dispute | Denied | $11,200.90 | $0.00 | See FINRA Report |
| Michael P Cosentino | 4697478 | 3 | 10/24/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |