Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Leon Allen | 4593517 | 1 | 02/24/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 02/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Ricardo Guerreroalcala | 7667287 | 1 | 02/16/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 02/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Al Stephen Lovelace | 2393766 | 4 | 02/07/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan H Powell | 5811775 | 1 | 01/28/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Mignone | 4119185 | 1 | 01/28/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Edward Owens | 5907110 | 1 | 01/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert Dejonge | 6797630 | 1 | 01/22/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Benedict Heeboem Lee | 6415532 | 6 | 01/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |