Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Logan Yoskowitz | 6865865 | 6 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Gibbs | 3273705 | 6 | 05/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Lewis | 6381756 | 6 | 05/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Kiyoto Yamada | 850263 | 1 | 04/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Ray Harvey | 4780521 | 1 | 04/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Caleb Diolosa | 5883403 | 2 | 04/22/2020 | Customer Dispute | Denied | $16,826.70 | $0.00 | See FINRA Report |
| Gregory Phillips | 7332479 | 2 | 04/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victor Jan Belonis | 2945830 | 1 | 04/15/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimberly Naudia Persaud | 6388828 | 4 | 04/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruth Lynn Clenton Garcia Palma | 7878906 | 1 | 04/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |