Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Leo Beck | 6120403 | 9 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt D'Angelo | 6832510 | 3 | 06/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt D'Angelo | 6832510 | 3 | 06/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt D'Angelo | 6832510 | 3 | 06/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tokiko Uchiyama | 5665633 | 2 | 06/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Orlando Riley-Barrett | 6852657 | 1 | 06/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron D Sommer | 6796993 | 1 | 06/02/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas A Starkey | 5089584 | 1 | 06/01/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alvin Eronmosele Enahoro | 6851913 | 1 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Logan Yoskowitz | 6865865 | 6 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |