Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Dean Cook | 6591894 | 2 | 08/10/2020 | Customer Dispute | Denied | $7,696.00 | $0.00 | See FINRA Report |
| Lily Qian | 4716832 | 2 | 08/05/2020 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Shahryar Kashanchi | 1351829 | 3 | 08/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wesley Brandon Beulah | 7501577 | 1 | 08/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Naudia Persaud | 6388828 | 4 | 07/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Naudia Persaud | 6388828 | 4 | 07/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Thomas Dacosta | 7855615 | 1 | 07/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pat Gravino | 5114466 | 2 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Vernon Biggs | 1697481 | 3 | 07/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael H Sendowski | 1782114 | 2 | 07/03/2020 | Customer Dispute | Settled | $60,231.00 | $0.00 | See FINRA Report |