Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Keith Migdale | 2608210 | 2 | 09/21/2020 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Mina Hanna | 4830736 | 1 | 09/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Nicholas Chiconas | 2803310 | 1 | 09/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mohammed A Rahman | 1817016 | 1 | 09/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mickey Dana Dubberly | 4200897 | 4 | 09/14/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Arthur Lewis | 6381756 | 6 | 08/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Anne D'Agostino | 3208694 | 5 | 08/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oren Y Yoskowitz | 4310855 | 1 | 08/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joubin Eshaghian | 2785775 | 2 | 08/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rasikaran Gunapal Boaz | 1340232 | 2 | 08/10/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |