Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angelo Emanuele Vecchio | 2236285 | 2 | 11/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Weins | 6188709 | 2 | 11/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mickey Dana Dubberly | 4200897 | 4 | 11/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 11/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julia W Parks | 4565796 | 1 | 11/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Justin A Maritato | 7299280 | 1 | 10/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert W McNeill Jr | 5842466 | 1 | 10/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sergio Alberto Rojas | 5521486 | 2 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aldo Ochoa | 5139742 | 1 | 10/08/2020 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Bisotooni | 7901223 | 1 | 09/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |