Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen G Jones | 5527123 | 1 | 06/04/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jack Robert Stewart | 6051631 | 1 | 05/16/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jose Molina III | 4914001 | 2 | 05/16/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard James Trinitapoli | 800958 | 2 | 05/16/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Hector Elizondo | 3143230 | 1 | 05/14/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul Eugene Southard | 1291554 | 2 | 05/08/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| John Tomani | 7327221 | 1 | 04/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Edward Williams | 7194792 | 1 | 04/21/2024 | Customer Dispute | Denied | $17,258.00 | $0.00 | See FINRA Report |
| Saaior K Awon | 7916282 | 1 | 04/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |