Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Alfano | 5590444 | 9 | 01/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Feiner | 5051163 | 2 | 12/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Haissam Alrachid | 2245588 | 2 | 12/29/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Alan Goldberg | 1434918 | 2 | 12/22/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Floyd Talmadge Ewing | 802876 | 3 | 12/16/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jaclyn C Deem | 5054390 | 4 | 12/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Sue Savoy | 5963771 | 1 | 11/25/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Omari F Thomas | 4080767 | 3 | 11/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Leo Beck | 6120403 | 9 | 11/24/2020 | Customer Dispute | Settled | $38,251.70 | $0.00 | See FINRA Report |
| Michelle Aubrey Felendes | 5316982 | 1 | 11/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |