Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell Louis Walker | 1847375 | 2 | 03/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Ralph Lagriola | 1034681 | 1 | 02/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ilan Korchmar | 7092021 | 2 | 02/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Jay Hardisty | 2044525 | 1 | 02/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 02/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roberto Guillermo Schwartz | 5415580 | 1 | 02/10/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Watson | 6837333 | 1 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carey Jermaine Wilson | 2568081 | 3 | 01/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hyungku Her | 3072239 | 1 | 01/15/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Isami Murayama | 6523799 | 1 | 01/14/2021 | Customer Dispute | Denied | $220,467.00 | $0.00 | See FINRA Report |