Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Logan Yoskowitz | 6865865 | 6 | 04/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal Edward Hayias | 854703 | 3 | 04/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Erick Edward Eichner | 7681701 | 3 | 04/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susana Castro | 4549665 | 2 | 04/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Andrew Cook | 4970473 | 4 | 04/09/2021 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Kenneth Roy Greenblatt | 1339690 | 2 | 04/05/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher John Browning | 4786391 | 3 | 04/05/2021 | Customer Dispute | Settled | $46,716.20 | $0.00 | See FINRA Report |
| Jeremy P Busa | 7381183 | 2 | 03/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony J Smith | 6202332 | 1 | 03/25/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joe Santy | 7679863 | 2 | 03/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |