Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Carl Sandstrom | 7765281 | 4 | 07/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colin Andrew Johannessen | 5479843 | 3 | 06/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Charles Nuccetelli | 1697263 | 1 | 06/18/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Roderick Rodriguez | 6229913 | 1 | 06/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 06/09/2021 | Customer Dispute | Settled | $22,637.40 | $0.00 | See FINRA Report |
| Colin Andrew Johannessen | 5479843 | 3 | 06/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick J Jarzembowski | 2337835 | 4 | 06/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jesse Logan Yoskowitz | 6865865 | 6 | 05/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lusha Liu | 5649550 | 2 | 04/28/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jesse Logan Yoskowitz | 6865865 | 6 | 04/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |