Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriela Maria Reyes Alvarenga | 7162528 | 1 | 12/03/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jenna Maxine Robin Hill | 7129161 | 1 | 12/01/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Andrew Deleon | 5451991 | 2 | 11/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Plunkett | 6909586 | 1 | 11/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Paul Shuey | 4595784 | 1 | 11/01/2022 | Customer Dispute | Pending | $12,000.00 | $0.00 | See FINRA Report |
| Terrence Leong | 6911655 | 1 | 10/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Andrew Samuelsohn | 7100341 | 1 | 10/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Bartholomew Lacedonia | 5658696 | 2 | 10/26/2022 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Ferdinand Alexander Ruplin | 1651751 | 3 | 10/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rudolpho Julian Cleveland | 6919995 | 3 | 10/13/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |