Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Adam Felicelli | 3156010 | 3 | 07/23/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jamie Theresa Nowakowski | 4472043 | 5 | 07/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Katherine Ann Behrens | 1195645 | 2 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 06/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 06/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Louis Sorrentino | 7521059 | 1 | 06/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rasikaran Gunapal Boaz | 1340232 | 2 | 06/22/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Tiffany Marie Osman | 5814116 | 1 | 06/21/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Esteban Lacandazo Chan | 3131686 | 1 | 06/13/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Katherine Ann Behrens | 1195645 | 2 | 06/11/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |